Retirement Plan Disclosures for Fiduciaries
This site contains information about the services J.P. Morgan Securities LLC (JPMS) offers to retirement plans, as well as the compensation that may be earned in connection with various services and investments that JPMS may make available to retirement plan clients through full-service and/or self-directed brokerage and investment advisory accounts. This information is provided in connection with the Department of Labor's regulation under section 408(b)(2) of the Employee Retirement Income Security Act of 1974 (ERISA). It is intended to assist plan fiduciaries in determining the reasonableness of their plan's arrangements with JPMS. Please carefully review this information and visit this website monthly to view any changes or updates, if any, to the previously provided 408(b)(2) disclosures.
Disclosure Statement for Retirement Plans
Click the link below to view or print:
Mutual Fund Compensation Disclosures
Click the link below to access the Mutual Fund Compensation site which shows the compensation JPMS earns when a mutual fund is purchased in your self-directed investing or full-service brokerage account (excludes advisory accounts). You may search by fund name, fund family name, or symbol. You can also identify any changes to JPMS's compensation within the last 30, 60 or 90 days. The fund information contained in this tool does not reflect fund expenses, such as management fees that may be paid by the fund to affiliates of JPMS, or other relevant information that should be considered when evaluating an investment.
Remember, when investing in mutual funds, please consider the investment objectives, risks, charges, and expenses associated with the fund before investing. You may obtain the applicable fund prospectus by visiting the fund’s website or contacting a JPMS Representative. The prospectus contains this and other information, which should be carefully read before investing.
LEARN MORE ABOUT OUR FIRM AND INVESTMENT PROFESSIONALS AT FINRA BROKERCHECK.
To learn more about J.P. Morgan’s investment business, including our accounts, products and services, as well as our relationship with you, please review our J.P. Morgan Securities LLC Form CRS (PDF) and Guide to Investment Services and Brokerage Products.
This website is for informational purposes only, and not an offer, recommendation or solicitation of any product, strategy service or transaction. Any views, strategies or products discussed on this site may not be appropriate or suitable for all individuals and are subject to risks. Prior to making any investment or financial decisions, an investor should seek individualized advice from a personal financial, legal, tax and other professional advisors that take into account all of the particular facts and circumstances of an investor's own situation.
This website provides information about the brokerage and investment advisory services provided by J.P. Morgan Securities LLC (JPMS). When JPMS acts as a broker-dealer, a client's relationship with us and our duties to the client will be different in some important ways than a client's relationship with us and our duties to the client when we are acting as an investment advisor. A client should carefully read the agreements and disclosures received (including our Form ADV disclosure brochure, if and when applicable) in connection with our provision of services for important information about the capacity in which we will be acting.
J.P. Morgan Wealth Management is a business of JPMorgan Chase & Co., which offers investment products and services through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment adviser, member FINRA, and SIPC. Insurance products are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. Certain custody and other services are provided by JPMorgan Chase Bank, N.A. (JPMCB). JPMS, CIA and JPMCB are affiliated companies under the common control of JPMorgan Chase & Co. Products not available in all states.
Investments in alternative investment strategies is speculative, often involves a greater degree of risk than traditional investments including limited liquidity and limited transparency, among other factors and should only be considered by sophisticated investors with the financial capability to accept the loss of all or part of the assets devoted to such strategies.
Borrowing with securities as collateral involves certain risks, including the possibility that you may need to deposit additional securities and/or cash in the account to meet a maintenance call, and that securities in the account may be sold to meet the maintenance call. Proper management of your account and a thorough understanding of the conditions that may affect your investments will assist you in effectively using the margin lending program.
Please read additional Important Information in conjunction with these pages.
INVESTMENT AND INSURANCE PRODUCTS ARE: • NOT FDIC INSURED • NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY • NOT A DEPOSIT OR OTHER OBLIGATION OF, OR GUARANTEED BY, JPMORGAN CHASE BANK, N.A. OR ANY OF ITS AFFILIATES • SUBJECT TO INVESTMENT RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED