Disclosures

Regulatory Disclosures

• Counterparty Risk Management Group II Report
• Notice to commercial customers - Regulation GG
• Email disclosure: @jpmorgan.com

J.P. Morgan Clearing Corp.

• Protection of Client Assets

Investment Bank / Private Bank / Private Wealth Management

• Disclosure to Clients for Compliance with NASD Rule 3510(e) and NYSE Rule 446(d) **
• SEC Rule 605 * 
• SEC Rule 606 *
• Private Wealth Management SEC Rule 606 **
• Investment Principles for U.S. private clients
• Investment Principles for International private clients
• Usage Terms - Data and Content
• SEC's Emergency Order Regarding Short Sales in Certain Securities **
• Client Communication Regarding 9/17/08 and 9/19/08 SEC Orders **
• Private Bank and Private Wealth Management Legal Entity disclosures
• IRS Circular 230 disclosure
• EMEA Investment Bank Risk Warnings **
• JPMSI Institutional Client Communication – Equities and Options Operational Migration to J.P. Morgan Clearing Corp. **
• JPMSI Institutional Client Communication - Changes to Securities Clearing, Payment, and Delivery Information **

Commercial Bank

• Disclosure to Clients for Compliance with NASD Rule 3510(e) and NYSE Rule 446(d)**

Asia Pacific Disclosures

• Japan: Notification for general investors defined under the Financial Instrument and Exchange Law (FIEL)**
• Short selling changes in Australia**

EU Disclosures

• Notice regarding EU e-commerce information and UK Companies Act 2006 requirements**
• Germany: Legally required information for business correspondence/Gesetzliche Pflichtangaben für Geschäftskorrespondenz
• Nordic Region Global Custody Disclosures
• Austria: Required Disclosures in terms of EU E-Commerce Directive and other local legislations**
• EU Data Privacy Requirements for Belgium**
• EU Data Privacy Requirements for France**
• Ireland: Required Disclosures including EU Data Privacy Requirements**
• EU Data Privacy Requirements for Italy**
• EU Data Privacy Requirements for Jersey**
• Luxembourg: Required Disclosures in terms of EU E-Commerce Directive and other local legislations**
• EU Data Privacy Requirements for the Netherlands**
• EU Data Privacy Requirements for Poland**
• EU Data Privacy Requirements for Spain**
• EU Data Privacy Requirements for Sweden**

Markets in Financial Instruments Directive (MiFID)

• Investment Bank - EMEA

* Disclosure of SEC Required Order Execution Information 
JPMorgan Securities Inc. has contracted with a vendor, MarketSystems, Inc., to prepare statistical reports in accordance with Securities and Exchange Commission (SEC) Rules 605 and 606. Public review of the monthly statistical reports in compliance with SEC Rule 605 and SEC Rule 606 is available on the following link, www.tta.thomson.com.  

Additional information regarding these SEC rules may be obtained from www.sec.gov or www.finra.org.

** You can view and print pdf files while you are online using Adobe® Reader® software. If you do not have that software, you may download it for free at the Adobe site now.